3573 East Sunrise Drive
How are you compensated?
Will you disclose whether an investment is comission or fee based?
Do I accept referral fees?
Are you held to a fiduciary standard at all times?
Do I offer comprehensive Financial Planning?
Do I have many clients like you?
How will we help you reach your financial goals?
How do I know if my investments match my risk tolerance.
How do my investments keep pace with Inflation?
What is your process of developing a portfolio for your clients?
What happens to my relationship to the firm if something happens to me?
We work as a team for this reason. If something happens to your advisor another team member will step in and read through our client notes to know who you are and what we are working towards. So it should be seamless. But it will take time to build the trust you have with your current advisor.
We hope this answers your questions and puts your mind a little bit more at ease. But if we missed one please do not hesitate to ask. Chances are someone else has the same question and that is how we learn and get better.